Below is a synopsis of the ruling and the unanamouis concurrence by all of the Justices. With Justice
Parker concurring especially.
Alabama Supreme Court Ruling
The Act includes a severability provision. § 18, Act No. 2001-660, Ala. Acts 2001 ("The provisions of this act are severable. If any part of this act is
declared invalid or unconstitutional,
that declaration shall not affect the part which remains."). However, the unconstitutional provision in the Act is its overbroad and unreasonable definition
of the "practice of interior
design," which is "so intertwined with the remaining portions" of the Act
that the Act would be meaningless without it. State ex reI. Jeffers v. Martin, 735 So. 2d 1156, 1159 (Ala.
1999) ("Under these well-established principles, the judiciary's severability power extends only to those cases in which the invalid portions are '''not
so intertwined with the remaining
portions that such remaining portions are rendered meaningless by the extirpation.'" Hamilton v. Autauga County, 289 Ala. 419, 426, 268
So. 2d
30, 36 (1972) (quoting Allen v. Walker County,
281 Ala. 156, 162,
199 So. 2d 854, 860 (1967)). If they are so intertwined, it must '''be assumed that the legislature would not have passed the enactment thus rendered
meaningless.'" In such a case, the entire act must fall. 2 [Norman J.] Singer, [Sutherland Statutory Construction],§ 44.04, at 502 [(5th ed. 1992)] ."). Consequently, the
objectionable portion cannot be severed, and the Act in its entirety is unconstitutional.
Conclusion
The judgment of the trial court declaring
Act No. 2001660, Ala. Acts 2001, unconstitutional is affirmed.
AFFIRMED.
Cobb, C.J., and See, Lyons, Woodall, Stuart, Bolin, and Murdock, JJ., concur.
Parker, J., concurs specially.
PARKER, Justice (concurring specially).
I agree with the majority opinion that the Alabama Interior Design
Consumer Protection Act, Act No. 2001-660, Ala. Acts 2001 ("the Act"), is
unconstitutional.
I write to express concern over the State's invocation of Williamson
v. Lee Optical of Oklahoma, 348 u.s. 483, 488 (1955) :
"The day is gone when this
Court uses the Due Process Clause of the Fourteenth Amendment to strike down state laws, regulatory of business and industrial
conditions, because they may be unwise, improvident, or out of harmony with a particular school of thought."
The citizens of Alabama expect this Court
to decide cases based on the timeless
meaning of the United States
Constitution and the Alabama Constitution
of 1901, not merely on the basis
that "[t]he day is gone" for a certain
school of jurisprudence. Our oath of office as Justices requires this. However, I assure the State that this Court did not declare the Act unconstitutional because the Justices think its provisions are "unwise, improvident, or out of harmony" with their own school of thought.
This Court declared the
Act unconstitutional because
it violates Art. 1, §§ 6 and 13, Alabama
Constitution of 1901.
In 1901, when the Alabama Constitution was drafted and ratified,
economic liberties such as the liberty of contract, the right to enforce a contract, the right to own and to use property,
and the right to enter into and to practice the common occupations were highly valued. United States Supreme Court cases such
as Allgeyer v. Louisiana, 165 U.S. 578 (1897) (concerning the right of a Louisiana
shipper to insure his shipment with an out-of-state insurer not licensed to do business in Louisiana), and Lochner v. New York, 198 U.S. 45 (1905) (concerning the right of a bakery and bakery employees to contract to work more
hours than allowed by New York law), upheld economic rights under the concept of the liberty of contract as guaranteed in the Due Process
Clause of the Fourteenth Amendment to the United States Constitution. Al though it is fashionable to speak of the "demise
of the Lochner era," and although later cases such as Williamson, supra, and West Coast Hotel Co. v. Parrish,
300 U. S. 379 (1937), give less protection
to economic liberties and more deference to such state interests as health and safety, the Court has never denied that the
liberty of contract is a constitutionally protected right.
The
Alabama Constitution of 1901 was in the process of being drafted and ratified during the Allgeyer-Lochner
era. Thomas Goode Jones, one of the primary drafters of that constitution, served as governor from 1890 to 1894. During that time an economic crisis led to a proposal to issue a moratorium on mortgage foreclosures. Governor Jones opposed that proposal, both because he thought it was unconstitutional and because he thought it was economically unwise. The framers of the Alabama
Constitution of 1901 protected economic liberties and other
liberties
in the Due Process Clause of Art. I, § 6 ("[He] shall not ... be deprived of
life, liberty, or property, except by due process of law"), using language
similar to the Due Process Clauses of the Fifth and Fourteenth
Amendments to the United States Constitution. But they
also protected
economic liberties by adopting Art. I, § 1 ("That all men are equally free
and independent; that they are endowed by their Creator with certain
inalienable rights; that among these are life, liberty and the pursuit of
happiness."), § 13 ("That all courts shall be open; and that every
person, for any injury done to him, in his lands, goods,
person, and
reputation, shall have a remedy by due process of law; and right and
justice shall be administered without sale, denial, or delay."), § 22 ("That
no ... law, impairing the obligations of contracts shall
be passed by the
legislature .... "), 10 § 23 ("private property
shall not be taken for, or applied
to public use, unless just compensation be first made therefore; nor shall
private property be taken for private use, or for the use of corporations,
other than municipal, without the consent of the owner," thereby providing
protection that goes beyond those found in the "takings"
clause of the Fifth
Amendment to the United States Constitution), § 35 ("That this sole object
and only legitimate end of government is to protect the citizen
in the
enjoyment of life, liberty, and property, and when the government assumes
other functions it is usurpation and oppression."), and § 36
("That this
enumeration of certain rights shall not impair or deny others
retained by
the people; and, to guard against any encroachments on the rights herein
retained, we declare that everything in this Declaration of Rights is
excepted out of the general powers of government, and shall forever
remain inviolate.")
10The term "liberty of contract" generally refers to the right
to enter into a contract; the term "impairing the obligations of contracts" involves the state's preventing the enforcement of contracts already made.
Concerning § 35, this Court stated in Churchill
v. Board of Trustees of University
of Alabama in Birmingham,
409 So. 2d 1382, 1389 (Ala.
1982):
"The prohibition of § 35 is not to be taken lightly. The 'compelling need' criterion
for governmental involvement in profit-making ventures mandates that each challenged activity undergo careful scrutiny on
a case by case basis to avoid the constitutional 'usurpation and oppression' admonition."
These provisions lead me to conclude that the framers of theAlabama Constitution of 1901 valued economic liberties as highly as did the United States Supreme Court Justices who decided Allgeyer and Lochner and that they intended to enshrine
in the Alabama Constitution strong
protections for economic liberties. As can be seen from the provisions quoted above, the safeguards for economic liberties the framers placed in the Alabama
Constitution of 1901 are much
more extensive than those in the United States Constitution. This Court has continued to recognize the value of economic liberties. In City of Mobile v. Rouse, 233 Ala. 622,
173 So. 266 (1937), this Court
invalidated a city ordinance prohibiting persons from charging lesser fees than the ordinance specified for certain personal services, in that case barber services and laundry services. The Court in Rouse
acknowledged that in Franklin v. State ex reI. Alabama
State Milk Control Board, 232 Ala.
637, 169 So. 295 (1936), it had upheld regulation of the milk industry, but it distinguished that case because, it reasoned, the milk industry was "affected 'with a public interest. '" Rouse,
233 Ala. at 625, 173 So. at 268.
The Court stated:
"Personal service can
not become affected 'with public interest' unless the service rendered is official in character, or is rendered in connection
with a business 'affected with public interest' or 'devoted to a public purpose. '"
233 Ala.
at 625, 173 So. at 268.
Rouse recognized both the liberty of contract and the right to engage in an occupation:
"In Mever v. State of Nebraska, [262 u.S. 390 (1923)],
the Supreme Court of the United States, treating what is embraced in the term 'liberty' as guaranteed by the Constitution,
observed: 'While this court has not attempted to define with exactness the liberty thus guaranteed, the term has received
much consideration and some of the included things have been definitely stated. Without doubt, it denotes not merely freedom
from bodily restraint but also the right of the individual to contract, toengage in any of the common occupations of life,[11] to acquire useful knowledge, to marry, establish
a home and bring up children, to worship God according to the dictates of his own conscience, and generally to enjoy those
privileges long recognized at common law as essential to the orderly pursuit of happiness by free men.' 262 U.S. 390, at page 399, 43 S.Ct. 625, 626, 67 L.Ed. 1042, 29 A.L.R. 1446."
Rouse, 233 Ala. at
624, 73 So. at 268 (emphasis added).
Similarly, in Summers v. Adams Motor Co., 34 Ala. App. 319, 39 So. 2d 300 (1949), the Court of
Appeals upheld a liquidated-damages provision of a contract
for the sale of an automobile. Summers,
the purchaser, had agreed not to resell the car within six months without first offering to resell it to Adams Motor Company for its reasonable market value.
The court stated:
"Before the contract was executed the Motor Company was not obligated to sell or deliver the automobile that was sold
to Mrs. Summers except on terms agreeable to the dealer. Neither was Mrs. Summers obligated to purchase that automobile from
the Motor Company except on terms agreeable to her. It would be an unwarranted interference with their
11The Alabama Court of Civil Appeals has held that "[t]he right to engage in the profession of dentistry is a
property right, and that right may be abrogated only by compliance with due process of law." Delevan v. Board of Dental
Exam'rs of Alabama, 620 So. 2d 13, 16 (Ala. Civ. App.
1993); see also Board of Dental Exam'rs of Alabama v. Townsley, 668 So. 2d 4, 5 (Ala. Civ. App. 1993). I recognize that the state may have a greater interest in regulating a profession than in regulating other
occupations. liberty of contract for this court to say that they could not enter into the agreement that was entered into
.... "
34 Ala.
App. at 323, 39 So. 2d at 303.
In Juneman Electric, Inc. v. Cross, 414 So. 2d 108,
112 (Ala. Civ. App. 1982), the Court of Civil
Appeals stated: "The police power of the state enters into
every contract, but the exercise of that power must be for an end which is in fact public, and the means must be reasonably adapted to
the end to be achieved."
In Alabama Power Co. v. The Citizens of Alabama,
740 So. 2d 371 (Ala. 1999), this Court recognized that the United States Supreme Court has backed
away from the strong emphasis
on economic rights found in Lochner and other earlier cases. Justice See, writing for the
Court, observed:
"While
this Court has not engaged in a campaign to strike down economic legislation, it has applied some of the less activist substantive-due-process
formulations previously employed by the Supreme Court of the United States.
For example, in Franklin v. State ex reI. Alabama State Milk Control Bd., 232 Ala.
637, 642-44, 169 So. 295, 299-300 (1936), this Court acknowledged the Supreme Court's pre-Lochner 'affected-with-the-public-interest'
test in upholding a statute regulating the production of milk. (Citing Munn v. Illinois, 94 U.S. (4 Otto) 113, 130,
24 L.Ed. 77 (1876) (holding that a state law regulating rates charged by grain elevators did not violate the elevator operators'
substantive-due- process rights because the statute was 'affected with the public interest' and, thus, within the police power
of the state)). In [Alabama State
Federation of Labor v.J McAdory, 246 Ala. [lJ at 12,
18 So. 2d [810J at 818 [(1944) J, this Court quoted the Supreme Court's post-Lochner means-end relation test in upholding
certain provisions of a labor statute. (Citing Nebbia v. New York, 291 U.S. 502, 525, 54 S.Ct. 505, 78 L.Ed. 940 (1934)
(stating that legislation did not impinge on substantive-dueprocess rights as long as it was not 'unreasonable, arbi
trary or capricious' and 'the means selected [hadJ a real and substantial relation to the object sought to be attained'))
."
740 So. 2d at 380. While acknowledging that economic liberties
are not protected as vigorously as
they were during the Lochner era, this Court nonetheless recognized that economic liberties still enjoy protection. The State's argument that certification
of interior designers12 is necessary to ensure that designers are competent to choose safe products for use in interior
design fails for two reasons:
(1) federal and state commissions already exist to ensure that unsafe materials are not available for use in homes or businesses; and (2) there is no state
requirement that homeowners or businesses
retain any interior decorator or
12The briefs of both
parties discuss the differences between interior "design" and interior "decoration." In this writing I will use the term"
interior design" without defining the differences between these terms or deciding which term best describes Lupo's work. designer to decorate their homes or offices.
If the public interest is not threatened by allowing
homeowners and businesspersons to design their own houses and
offices, it is difficult to understand
how that interest is threatened by allowing them to retain interior designers who are not certified. Not only are Lupo's rights to contract and to engage
in her chosen occupation at
stake in this case, but also the rights of the people of Alabama to contract with her. If a homeowner or businessperson wants to express himself by decorating his home or his office
in a certain way,13 and if
13Hornell Brewinq Co. v. Brady, 819 F. Supp.
1227 (E.D.N.Y. 1993), implied that decoration of one's home is a means of expression. Hornell argued that the name of the
alcoholic beverage it was marketing -- "The Original Crazy Horse Malt Liquor" was entitled to constitutional protection as
freedom of expression above that ordinarily afforded commercial speech. The court "explicitly reject[ed] plaintiff's argument
that use of the Crazy Horse name is actually th~ personal expression of Don Vultaggio, the Chairman and co-owner of Hornell
Brewing, and therefore is entitled to the utmost constitutional protection. Plaintiff cannot seriously liken Vultaggio's freedom
of expression in decorating his home in Southwestern style to the use of the name Crazy Horse on a nationally marketed alcoholic
beverage. " 819 F. Supp. at 1233 n.
7. See also Commonwealth v. Bricker, 542 Pa. 234, 666 A.2d 257 (1995), in which the Pennsylvania Supreme Court held
that Bricker's display of a flag in her home was constitutionally protected expression. The court stated: "[S]ome might argue
that there are few forms of selfexpression as personal and important as the manner in which we decorate our homes. [T]he
government must satisfy constitutional scrutiny before it can tell the citizens of this Commonwealth what pictures they may
hang on their walls or what symbols they may display in the sanctity of their homes." Bricker, 542 Pa. at 242, 666 A.2d at 261.
that person believes Lupo can best provide the design that
he desires, the State should not tell that person that he may not contract with Lupo merely because Lupo lacks state certification or an academic degree. Nor should this Court embrace
the paternalistic notion that the average citizen
is incapable of choosing a competent interior designer without
the State's help. The economic liberty
of contract remains a protected right in Alabama, especially
in a field like interior design that
involves expressive activity.
Accordingly, I concur with the majority opinion. I write separately only to emphasize that the rights infringed by the Act, which the majority declares
unconstitutional, are even more extensive
than stated in the majority opinion.